MiFID II / MiFIR reporting -

13

Dec 2024

FCA Discussion Paper – Improving the UK transaction reporting regime

As we have already noted in a previous blog post, with the departure of the UK from the EU, it was expected that at some point the transaction reporting regimes of both jurisdictions would begin to diverge. Now it appears that this process is picking up steam, as the FCA and ESMA are

13

Dec 2024

ESMA Consultation Paper – Review of RTS 22 on transaction data reporting under Art. 26 and RTS 24 on order book data to be maintained under Art. 25 of MiFIR

As we have already noted in a previous blog post, with the departure of the UK from the EU, it was expected that at some point the transaction reporting regimes of both jurisdictions would begin to diverge. Now it appears that this process is picking up steam, as the FCA and ESMA are

06

Jun 2024

Additional Instruments Captured by updated EU MiFIR – an overview

Instruments captured by EU MiFIR reporting, divergence from UK MiFIR requirements With the departure of the UK from the EU it was expected that at some point, the EU and the UK regulatory regimes will start diverging. With Regulation 2024/791 amending MiFIR, the EU has introduced new

MiFID II / MiFIR reporting

18

Oct 2022

Key points from FCA’s market Watch – How MAP FinTech may assist

On the 3rd of October 2022, the UK’s FCA issued Market Watch No 70 focusing on MiFIR transaction reporting issues. The FCA identified several areas of concern including: The proper reconciliation of trading records with data held by the regulator. Promptly notifying the FCA of an error

13

Sep 2022

EMIR/MiFIR Efficient Transaction Reporting Monitoring: What Does Your Organisation Need to Do?

Did you know your transaction reporting obligations don’t end when the necessary information has been submitted to the authorities? Besides providing the relevant data, you still need to confirm that the transaction reporting occurred in a timely and accurate manner as it’s required by the

Best Execution Monitoring

25

Aug 2021

How Can We Maximise Regulatory Technology & Avoid Its Potential Pitfalls? What recent results from the European Banking Authority and ESMA reports show

The European Banking Authority (EBA) has recently published an analysis looking into the RegTech landscape in the EU. The report assesses the many benefits, challenges and risks of the use of RegTech in the EU and lays out the steps to be taken to support the sound adoption and scale-up of

18

Feb 2021

FinTech presents extensive opportunities for firms in the future, Thomson Reuters survey shows

Can corporate governance and the culture of financial services firms keep up with the pace of growth of regulatory technology? During the past several years, regulators have invested heavily in technology to protect and monitor regulatory reporting data quality. The main challenges for

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