RTS 27 / RTS 28 Reporting

RTS 27/28 reporting refers to our service of mapping all required data to the format required by the Commission Delegated Regulation (EU) 2017/575 and 2017/576

Relevant Regulation: RTS27 , RTS28

Start date: RTS 27, 30 June 2018
RTS 28, 30 April 2018

Regulatory Type: Regulatory reporting

Types of firms affected: RTS 27 affects execution venues,
market makers and systemic internalisers.
RTS 28 affects financial firms and investment managers in particular, primarily buy-side investment firms

Supervisory authority: NCAs, ESMA

Frequency of reporting: Quarterly RTS 27/Annually RTS28

RTS 27/28 Reporting Service

RTS 27/28 Reporting is our service that helps clients map all compulsory data to the format required by the Commission Delegated Regulation (EU) 2017/575 and 2017/576, producing the relevant report and making it available to the customer through our Polaris Portal in a machine-readable electronic format.

RTS 27 requires execution venues, market makers and systematic internalises to publish reports with their transaction data. These reports must be published on a quarterly basis and include data for each trading day. Publication must be made in a machine-readable format at the end of each quarter for the previous quarter.

RTS 28 requires investment firms to publish, by 30 April of each year, a summarized annual information report of the quality of execution and disclosure of their top 5 execution venues.

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