Trade Surveillance (Market Abuse Regulation)
Our Trade Surveillance is a comprehensive post-transaction analysis solution to detect suspicious trading activity such as market manipulation and insider dealing in equities, fixed income, foreign exchange, CFDs and other derivatives. Our Trade Surveillance solution is designed to help firms to detect possible market abuse and comply with the regulatory requirements of MiFID, MiFIR/MiFID II, MAD/MAR and ESMA Guidelines in Europe, and Dodd Frank, Volcker Rule and MAD in North America.
Main Features
- Exception-Based Testing
Set your own benchmarks and parameters; any transaction that doesn’t meet your criteria will generate an alert that you can examine - Customisable Parameters
Customise settings and test parameters, which gives you complete control over the alerts you receive - Global Multi-Venue Analysis
Review market data that is collected from over 250 global sources by our partner Refinitiv - Large Volume Data Handling
Process extremely large volumes of data (millions of trades) on a daily basis - Immediate Access to Data
Compile reports at any time and for any date range, allowing you access to all of your data at the click of a button - Workflow Management
Gain full control when generating audit trails, running management reports and setting up a custom workflow - Visual and Statistical Data
Generate customisable charts and graphs to visually represent your data or export tables as PDFs or Excel files - Regulatory Updates & Changes
Service amends itself to reflect any regulatory updates and/or changes throughout the duration of the engagement
Other Features
- News feeds
- Market data
- Production and test system
- Upgrades & enhancements
- Additional alerts & functionality
- Hosting
- One source feed
- Support and training
- Reporting module
- Data archive